Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Falk has been in the securities industry since June 27, 1995 and is currently registered with BGC Financial, LP in Iselin, New Jersey. Robert Falk has been associated with BGC Financial, LP since November 17, 2009. Robert Falk is also registered in Florida, New Jersey, and New York. Robert Falk has passed Series 63, Series 72, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/17/2009 - Present
BGC Financial, LP (Iselin NJ)
NY
01/03/2007 - 12/10/2009
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
06/28/1995 - 03/19/2007
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
BC
Issued 06/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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