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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Fairbrothers is an active financial advisor with LPL Financial LLC based in WEST WARWICK, RI. Robert has been in the financial services industry since 1988. Robert provides financial planning, portfolio management for individuals and businesses and other non-discretionary advisory services. In addition to the LPL Financial LLC office in West Warwick, Robert has a branch office location in WEST WARWICK, RI. Robert has passed the Series 4, 7, 8, 9, 10, 24, 63, and 65 exams and is registered as an investment advisor representative in Arizona, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Hampshire, New York, North Carolina, Rhode Island, South Carolina, Texas, and Vermont. Robert previously worked at Waddell & Reed, Oppenheimer & Co. Inc., Janney Montgomery Scott LLC, and Ameriprise Advisor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
07/21/2021 - Present
LPL Financial LLC (WEST WARWICK RI)
RI
08/28/2020 - 07/21/2021
WADDELL & REED (WEST WARWICK RI)
RI
04/25/2014 - 09/04/2020
OPPENHEIMER & CO. INC. (PROVIDENCE RI)
RI
02/27/2009 - 04/28/2014
JANNEY MONTGOMERY SCOTT LLC (PROVIDENCE RI)
RI
01/01/1991 - 03/04/2009
AMERIPRISE ADVISOR SERVICES, INC. (CRANSTON RI)
PA
05/01/1989 - 12/12/1990
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
06/03/1988 - 05/04/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 12/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/23/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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