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Robert Edmund Farrell

Susquehanna Securities, LLC

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About Robert Edmund Farrell

Robert Edmund Farrell is a financial professional with over 20 years of experience in the securities industry. Robert is currently registered with Susquehanna Securities, LLC and Susquehanna Financial Group, Lllp. Robert has held previous positions at Susquehanna Capital Group and Deutsche Bank Securities Inc. Robert holds the Series 24, Series 57TO, SIE, Series 55, and Series 7 licenses.

Firm Information

Robert Farrell is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Farrell’s Registration & Firm History

PA

07/11/2008 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

09/25/2007 - 04/14/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

PA

10/05/2006 - 10/01/2007

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

PA

04/13/2006 - 10/05/2006

SUSQUEHANNA FIXED INCOME, L.P. (BALA CYNYWD PA)

PA

12/05/2003 - 04/13/2006

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

NY

09/22/2003 - 11/25/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Edmund Farrell.
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