Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cleary is a financial advisor with over 30 years of experience in the industry. Robert has been registered with Tradeup Securities, Inc. since 6/24/2022. Previously, Robert worked for Stonex Financial Inc., Mirae Asset Securities (USA) Inc., Industrial and Commercial Bank of China Financial Services LLC, KDC Securities, LP, Lehman Brothers Inc., Neuberger Berman, LLC, Credit Agricole Indosuez Securities, Inc., Credit Agricole Securities Inc., Credit Lyonnais Securities (USA), Inc., Banca IMI Securities Corp. and Mabon, Nugent & Co.. Robert has held Series 7, Series 24, Series 63, Series 99TO and SIE licenses. Robert is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/24/2022 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
NY
09/28/2018 - 06/27/2022
STONEX FINANCIAL INC. (NEW YORK NY)
NY
06/08/2016 - 10/01/2018
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
NY
08/09/2011 - 06/03/2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
NY
03/16/2006 - 07/18/2011
KDC SECURITIES, LP (NEW YORK NY)
NY
12/02/2003 - 03/01/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/01/2001 - 11/28/2003
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
01/01/1999 - 01/10/2001
CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)
NY
05/20/1996 - 01/01/1999
CREDIT AGRICOLE SECURITIES INC. (NEW YORK NY)
NY
12/21/1995 - 05/10/1996
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
04/30/1991 - 04/07/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
02/21/1989 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 08/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
New York Stock Exchange
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