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Robert Edmond Joseph

Northern Trust Securities, Inc.

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About Robert Edmond Joseph

Robert Edmond Joseph is a registered representative with Northern Trust Securities, Inc., having joined the firm in July 2016. Robert has over 16 years of experience in the financial services industry. Robert has passed a variety of exams including Series 6, 7, 24 and 63. Robert is registered to provide securities related services in 51 states, including Illinois, the main office of Northern Trust Securities, Inc..

Firm Information

Robert Joseph is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Joseph’s Registration & Firm History

IL

07/01/2016 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

03/10/2014 - 06/14/2016

FORESIDE FUND SERVICES, LLC (Evanston IL)

IL

02/23/2006 - 06/24/2009

NATCITY INVESTMENTS, INC. (CHICAGO IL)

IL

03/02/2000 - 12/01/2004

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Edmond Joseph.
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