Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Earl Peckham is a financial advisor with over 30 years of experience in the financial services industry. Robert is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide securities and advisory services in multiple states. Robert has held prior positions at several prominent firms, including INFINEX INVESTMENTS, INC., CHASE INVESTMENT SERVICES CORP., PRUDENTIAL SECURITIES INCORPORATED, and DEAN WITTER REYNOLDS INC. Robert has also earned multiple industry licenses and certifications, including the Series 65, 63, 24, 8, 9, 10, 7, 31, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/28/2023 - Present
Wells Fargo Clearing Services, LLC (DANBURY CT)
CT
02/15/2006 - 04/27/2023
INFINEX INVESTMENTS, INC. (BROOKFIELD CT)
IL
12/10/2004 - 10/17/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
12/14/2000 - 04/30/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/11/1992 - 12/19/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/27/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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