linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Earl Faulkner

Huntleigh Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Earl Faulkner

Robert Faulkner is an investment advisor representative with Huntleigh Advisors, Inc., registered with the Securities and Exchange Commission (SEC). Robert has been in the securities industry since February 1978. Robert has an active broker-dealer registration in 17 states and an active investment advisor registration in 3 states.

Firm Information

Robert Faulkner is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitor/third party manager fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Faulkner’s Registration & Firm History

MO

12/22/2022 - Present

Huntleigh Advisors, Inc. (ST. LOUIS MO)

NY

07/31/1993 - 04/18/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

04/17/1984 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

02/24/1978 - 04/27/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

03/01/1978 - 09/26/1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Not sure if Robert Earl Faulkner is right for you?

Licenses & Designations

IA

Issued 09/23/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/16/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1981

Series 5 - Interest Rate Options Examination

BC

Issued 02/18/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Robert Earl Faulkner. Review regulatory record here.
Not sure if Robert Earl Faulkner is right for you?