Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Simon is a financial advisor with over 40 years of experience in the financial industry. Robert has worked with various firms, including Legg Mason Wood Walker, Incorporated, Legg Mason Warren York, Inc., Drexel Burnham Lambert Incorporated, Citigroup Global Markets Inc., Morgan Stanley, and is currently with Wells Fargo Clearing Services, LLC. Robert is registered with FINRA and is a Series 7, Series 5, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/28/2024 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
PA
06/01/2009 - 12/15/2023
MORGAN STANLEY (Allentown PA)
PA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALLENTOWN PA)
MD
05/02/1988 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
09/14/1984 - 05/02/1988
LEGG MASON WARREN YORK, INC.
NA
11/02/1983 - 07/19/1984
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 09/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1983
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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