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Robert E Pugh

Pruco Securities, LLC

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About Robert E Pugh

Robert Pugh is an investment advisor representative with Pruco Securities, LLC. Robert is a registered representative in Texas, and is also registered as an investment advisor representative in Texas. Robert has been in the industry since January 20, 2014. Robert has passed the Series 66, Series 7, and SIE exams.

Firm Information

Robert Pugh is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Robert Pugh’s Registration & Firm History

TX

12/20/2021 - Present

Pruco Securities, LLC (Plano TX)

TX

01/21/2014 - 12/20/2021

EDWARD JONES (PLANO TX)

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Licenses & Designations

BOTH

Issued 02/08/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert E Pugh.
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