Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E Pellegrini is a financial professional with over 17 years of experience in the industry. He has worked for several prominent firms, including Citigroup Global Markets Inc., Barclays Capital Inc., Lehman Brothers Inc., Bear, Stearns & Co. Inc., and Morgan Stanley DW Inc. Robert is currently registered with Smbc Nikko Securities America, Inc., which is a broker-dealer firm with an active registration status.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/04/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/17/2010 - 01/19/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/20/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/08/2005 - 03/21/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/19/2000 - 08/12/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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