Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E. Mullis is a registered investment advisor representative for Money Concepts Capital Corp.. Robert has over 9 years of experience in the financial services industry. Robert is licensed to provide investment advice in the state of Florida. Robert is also a licensed securities professional and holds the Series 7, Series 9, Series 10, Series 66, and SIE licenses. Robert is registered with FINRA and the state of Florida. Robert specializes in Retirement, Estate Planning, and Tax Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
06/18/2021 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
FL
06/21/2019 - 06/17/2021
CETERA ADVISOR NETWORKS LLC (BOCA RATON FL)
CO
06/21/2019 - 06/17/2021
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
06/21/2019 - 06/17/2021
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
CA
06/21/2019 - 06/17/2021
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
06/21/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
NY
02/05/2014 - 03/08/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
06/20/2012 - 07/22/2013
PERSHING LLC (LAKE MARY FL)
BOTH
Issued 06/05/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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