Unclaimed
Robert Mance is a financial advisor with Northwestern Mutual Investment Services, LLC, with over 29 years of experience in the financial services industry. Robert's experience spans both the brokerage and investment advisory sides of the industry. Robert holds both Series 6 and Series 7 licenses, as well as Series 63 and Series 66. Robert has been registered in 18 states. Robert is committed to providing personalized financial advice and helping individuals achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MA
02/23/1994 - Present
Northwestern Mutual Investment Services, LLC (BRAINTREE MA)
WI
02/23/1994 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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