Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E. Maloney is a financial advisor with Stifel, Nicolaus & Company, Inc. Robert has been in the financial industry for over 45 years. His primary office location is in Wilkes-Barre, PA. Robert is registered with the state of Pennsylvania as both a Broker-Dealer and an Investment Advisor. Robert has been a licensed broker since 1976. He is also registered in Texas as an Investment Advisor. His specialties include: financial planning, pension consulting, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (WILKES-BARRE PA)
PA
01/17/2003 - 09/25/2009
UBS FINANCIAL SERVICES INC. (PLAINS PA)
NY
07/11/1989 - 01/21/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/26/1976 - 07/18/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 01/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/30/1977
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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