Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E. Maddock is a financial advisor with over 11 years of experience in the financial services industry. Robert is currently registered with J.P. Morgan Institutional Investments Inc. Robert has previously worked at SECURE CAPITAL RESEARCH, LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., CENTURY SECURITIES ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, WELLS FARGO ADVISORS, LLC, and MML INVESTORS SERVICES, LLC. Robert holds FINRA Series 53, 52TO, 7TO, SIE, and 7 licenses as well as a Series 63 state license. Robert E. Maddock is currently registered in Illinois, Kansas, and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/12/2023 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
MO
09/22/2020 - 12/10/2021
SECURE CAPITAL RESEARCH, LLC (KANSAS CITY MO)
IL
03/24/2015 - 08/07/2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
MO
09/12/2013 - 03/23/2015
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
07/26/2012 - 03/23/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
12/02/2011 - 07/20/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
10/14/2011 - 11/21/2011
MML INVESTORS SERVICES, LLC (CHESTERFIELD MO)
BC
Issued 01/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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