Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E. Little is a financial advisor with over 15 years of experience in the industry. Robert is currently registered with LPL Financial LLC and holds a Series 6, 7, 24, 31, 63, 65, and SIE. Robert has worked with a number of firms over his career including Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, Chase Investment Services Corp., Morgan Stanley Smith Barney, and AIG Retirement Advisors, Inc. Robert’s firm, LPL Financial LLC, has a client count of 168,915 and over $50 billion in assets under management. LPL Financial LLC provides advisory services to individuals, businesses, high net worth individuals, pension and profit-sharing plans, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/09/2023 - Present
LPL Financial LLC (LLANO TX)
TX
10/16/2015 - 01/26/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (LLANO TX)
TX
08/19/2011 - 10/20/2015
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
04/23/2010 - 08/23/2011
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
06/01/2009 - 03/11/2010
MORGAN STANLEY SMITH BARNEY (LUBBOCK TX)
TX
10/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LUBBOCK TX)
TX
07/16/2007 - 10/07/2008
AIG RETIREMENT ADVISORS, INC. (AUSTIN TX)
IA
Issued 09/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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