Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E Francis is an active registered representative in the state of New York. Robert has been in the industry since November 2009. Robert is currently employed by Ameriprise Financial Services, LLC. Robert has been with the firm since March of 2020. Robert holds the Series 63, Series 7, and SIE exams. Robert also has been registered as an investment advisor representative in the state of New York since April 2021. Robert's previous employers include MSI Financial Services, Inc., Great Point Capital LLC, and Assent LLC. Robert has specialized in areas such as retirement planning, college planning, and asset allocation. Robert also works as an independent insurance broker for American National, and also has an outside employment position with Certainty of the Uncertainty, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Hauppauge NY)
NY
03/25/2017 - 05/08/2018
MML INVESTORS SERVICES, LLC (BROOKLYN NY)
NY
01/25/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BROOKLYN NY)
NY
07/23/2010 - 01/03/2011
GREAT POINT CAPITAL LLC (BROOKLYN NY)
NY
11/02/2009 - 07/26/2010
ASSENT LLC (BROOKLYN NY)
BC
Issued 11/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Francis is the right advisor for you? Invested Better is here to help.
