Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E. Cappello is a financial advisor at Raymond James Financial Services Advisors, Inc., a firm that provides a wide range of financial services. Robert is a registered representative with FINRA, a registered investment advisor in New York and Texas, and is licensed in multiple states. He has been in the financial services industry since 1996, and has worked with a variety of firms over that time. Robert is committed to helping his clients achieve their financial goals, and he takes a personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/07/2022 - Present
Raymond James Financial Services Advisors, Inc. (Garden City NY)
NY
03/20/2009 - 04/18/2019
JANNEY MONTGOMERY SCOTT LLC (GARDEN CITY NY)
NY
01/01/2008 - 03/23/2009
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
10/08/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY NY)
NY
12/20/1995 - 05/24/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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