Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Balfour is a financial advisor with Wells Fargo Clearing Services, LLC. Robert has been working in the financial services industry since May 2015 and has experience with a variety of financial products and services. Robert holds licenses from the State of Illinois and Texas to act as an Investment Advisor Representative (IAR). Robert is also registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 65, Series 7 and SIE licenses. Robert's previous employment includes time spent at CREDIT SUISSE SECURITIES (USA) LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/29/2021 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
11/25/2015 - 03/29/2016
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
12/15/2014 - 07/07/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SKOKIE IL)
IA
Issued 03/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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