Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert E. Allen has been in the financial services industry since May 5, 1994 and is currently registered with LPL Financial LLC. Robert E. Allen has previously been registered with FIFTH THIRD SECURITIES, INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, KEY INVESTMENT SERVICES LLC, CCO INVESTMENT SERVICES CORP., THE HUNTINGTON INVESTMENT COMPANY, CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, TD WATERHOUSE INVESTOR SERVICES, INC., and OLDE DISCOUNT CORPORATION. Robert E. Allen holds Series 4, Series 7, Series 8, Series 24, Series 63, Series 66, Series 99TO and SIE licenses. Robert E. Allen is registered in 52 states for both Broker-Dealer and Investment Advisor activities. Robert E. Allen has over 29 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
12/07/2023 - Present
LPL Financial LLC (Centerville OH)
OH
08/24/2021 - 12/06/2023
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
02/25/2021 - 08/31/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TROY OH)
OH
04/16/2013 - 01/19/2021
KEY INVESTMENT SERVICES LLC (Dayton OH)
MI
06/03/2011 - 04/05/2013
CCO INVESTMENT SERVICES CORP. (DETROIT MI)
MI
09/05/2008 - 05/02/2011
KEY INVESTMENT SERVICES LLC (STERLING HEIGHTS MI)
MI
10/16/2006 - 09/03/2008
THE HUNTINGTON INVESTMENT COMPANY (CLINTON TOWNSHIP MI)
MI
07/06/2005 - 08/09/2006
CHASE INVESTMENT SERVICES CORP. (BLOOMFIELD HILLS MI)
IL
03/02/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NE
11/14/1994 - 01/13/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MI
06/07/1993 - 06/16/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 06/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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