Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pencil is a financial professional with over 14 years of experience in the financial services industry. Robert has a Series 6, 7, 26, 63, and 66 securities licenses and holds the Certified Financial Planner designation. Robert is currently registered with Associated Investment Services, Inc. and has previously worked with several other firms including Hornor, Townsend & Kent, LLC, OneAmerica Securities, Inc., MWA Financial Services Inc., Fortune Financial Services, Inc., Sterne Agee Financial Services, Inc., CUSO Financial Services, L.P. and CUNA Brokerage Services, Inc. Robert specializes in helping individual clients with their financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Mutual fund wrap
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
WI
06/05/2023 - Present
Associated Investment Services, Inc. (APPLETON WI)
WI
10/07/2020 - 05/30/2023
HORNOR, TOWNSEND & KENT, LLC (OSHKOSH WI)
WI
01/31/2019 - 10/21/2020
ONEAMERICA SECURITIES, INC. (Appleton WI)
WI
08/17/2017 - 01/31/2019
MWA FINANCIAL SERVICES INC. (APPLETON WI)
WI
08/15/2016 - 07/31/2017
FORTUNE FINANCIAL SERVICES, INC. (Appleton WI)
WI
08/06/2015 - 08/25/2016
STERNE AGEE FINANCIAL SERVICES, INC. (APPLETON WI)
CA
12/10/2014 - 07/10/2015
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
WI
03/02/2009 - 12/10/2014
CUNA BROKERAGE SERVICES, INC. (APPLETON WI)
BOTH
Issued 09/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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