Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Durand Whitaker is a financial professional with over 20 years of experience in the industry. Robert has a strong track record of success in providing investment advice and guidance to clients of all types. Robert is currently registered with Morgan Stanley, and previously held positions with E*TRADE SECURITIES LLC and FIDELITY BROKERAGE SERVICES LLC. Robert holds several industry licenses, including Series 7, 9, 10, 63, 79TO, 99TO, and SIE. Robert specializes in providing a variety of financial services including investment advice, asset allocation, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
02/10/2010 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
07/15/2022 - 06/03/2024
E*TRADE SECURITIES LLC (South Jordan UT)
UT
10/12/1995 - 03/06/2007
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 05/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Whitaker is the right advisor for you? Invested Better is here to help.
