Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Duncan Brown is a securities professional with over 20 years of experience in the financial services industry. Robert is currently registered with Lake Street Capital Markets, LLC and holds a Series 7, Series 24, Series 63, Series 87, Series 99TO and SIE licenses. Robert has a strong background in financial markets and has worked with a variety of clients over the years. Robert has experience with CRAIG-HALLUM CAPITAL GROUP LLC and U.S. BANCORP PIPER JAFFRAY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
11/30/2012 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
08/23/2002 - 06/15/2012
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
MN
01/16/2001 - 02/14/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Robert Brown is the right advisor for you? Invested Better is here to help.
