Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dudley Smith is a financial advisor with over 35 years of experience in the financial services industry. Robert is currently registered with Raymond James Financial Services Advisors, Inc. and has a long history of working with various financial institutions, including Wells Fargo Advisors, LLC, BBVA Securities Inc., and Regions Investment Company, Inc. Robert has a strong track record of helping individuals and businesses achieve their financial goals. Robert offers a wide range of financial services, including financial planning, investment management, and retirement planning. Robert is committed to providing personalized service to each of his clients and helping them make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
07/13/2021 - Present
Raymond James Financial Services Advisors, Inc. (Birmingham AL)
AL
03/27/2015 - 07/13/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
02/11/2013 - 03/25/2015
WELLS FARGO ADVISORS, LLC (BIRMINGHAM AL)
AL
12/17/1987 - 02/11/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
AL
08/28/1986 - 10/23/1987
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
BC
Issued 07/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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