Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Smithley is a financial advisor with Fidelity Brokerage Services LLC, where Robert has been registered since September 27, 2022. Robert holds Series 7, 9, 10, 63, and SIE licenses, and is registered in all 50 states. Prior to joining Fidelity Brokerage Services LLC, Robert worked at Fidelity Brokerage Services LLC in Greenwood Village, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/27/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CO
12/21/2015 - 01/22/2018
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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