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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Williams is a financial advisor with Fidelity Personal And Workplace Advisors. Robert Williams is a registered representative of Fidelity Personal And Workplace Advisors and has over 12 years of experience in the financial services industry. Robert Williams holds Series 6, 7, 63 and 66 licenses and offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Robert Williams has been a registered investment advisor since 2010. Robert Williams is also licensed to provide investment advice in Arizona, California, Colorado, Florida, Hawaii, Idaho, Illinois, Maine, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Utah, Vermont, Virginia, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/16/2023 - Present
Fidelity Personal AND Workplace Advisors (LARKSPUR CA)
CA
11/26/2018 - 12/31/2020
BANCWEST INVESTMENT SERVICES, INC. (NAPA CA)
CA
10/03/2014 - 04/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN RAFAEL CA)
CA
05/02/2011 - 10/22/2013
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
07/23/2009 - 05/09/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
08/06/1993 - 04/29/1994
EQUICO SECURITIES, INC.
NA
08/06/1993 - 04/29/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 08/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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