linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Douglas Gaynor

Capital ONE Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Douglas Gaynor

Robert Douglas Gaynor is a financial advisor at Capital ONE Securities, Inc. Robert has over 20 years of experience in the financial services industry. Robert holds Series 7, 24, 63, 79TO, and SIE licenses and is registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Robert previously worked at Madison Williams and Company, SMH Capital Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., Friedman, Billings, Ramsey & Co., Inc., Deutsche Bank Securities Inc., Banc of America Securities LLC, and Hambrecht & Quist LLC.

Firm Information

Robert Gaynor is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Gaynor’s Registration & Firm History

CT

01/26/2023 - Present

Capital ONE Securities, Inc. (Stamford CT)

NY

12/01/2009 - 12/01/2011

MADISON WILLIAMS AND COMPANY (NEW YORK NY)

NY

09/11/2009 - 12/16/2009

SMH CAPITAL INC. (NEW YORK NY)

NY

01/14/2008 - 01/16/2009

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

05/31/2006 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

CA

02/10/2004 - 05/19/2006

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)

NY

06/15/2001 - 01/26/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/29/1999 - 06/26/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

09/18/1998 - 05/14/1999

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

Not sure if Robert Douglas Gaynor is right for you?

Licenses & Designations

BC

Issued 03/25/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/26/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/20/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Douglas Gaynor.
Not sure if Robert Douglas Gaynor is right for you?