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Robert Douglas Africk

Tncp, LLC

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About Robert Douglas Africk

Robert Africk is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with Tncp, LLC, and has been with the firm since 2009. Prior to that, Robert held positions at Westbury Group LLC, Jesup & Lamont Securities Corp, Southcoast Investment Group, Inc., Blaylock & Partners, L.P., Fieldstone Services Corp., Fieldstone Private Capital Group, L.P. and Prudential Securities Incorporated. Robert holds Series 7, 63, SIE and 79TO licenses.

Firm Information

Robert Africk is currently registered with Tncp, LLC. Tncp, LLC is a Limited Liability Company that was formed on March 26, 2009. The firm is registered in 12 states: Connecticut, Delaware, Florida, Iowa, Kansas, Louisiana, Massachusetts, Minnesota, New Jersey, New York, North Carolina, and South Carolina. The firm is also approved by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Africk’s Registration & Firm History

CT

12/01/2009 - Present

Tncp, LLC (Stamford CT)

CT

12/05/2006 - 11/25/2009

WESTBURY GROUP LLC (WESTPORT CT)

NY

01/16/2003 - 06/30/2004

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

TX

04/25/2002 - 12/18/2002

SOUTHCOAST INVESTMENT GROUP, INC. (HOUSTON TX)

NY

03/09/2001 - 06/07/2001

BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)

NY

02/08/1999 - 01/18/2001

FIELDSTONE SERVICES CORP. (NEW YORK NY)

NY

05/12/1998 - 09/15/1998

FIELDSTONE PRIVATE CAPITAL GROUP, L.P. (NEW YORK NY)

NY

08/18/1992 - 01/07/1998

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Douglas Africk.
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