Unclaimed
Robert Seeger is a financial advisor who has been in the industry since 2000. Robert is currently registered with Equitable Distributors, LLC. Robert has experience with Edward Jones, Transamerica Capital, Inc., Capital Brokerage Corporation, Citigroup Global Markets Inc., The Huntington Investment Company, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is licensed to sell securities in 10 states including District of Columbia, Florida, Georgia, Kentucky, Maryland, New York, Ohio, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/28/2015 - Present
Equitable Distributors, LLC (Charlotte NC)
OH
07/26/2013 - 01/03/2014
EDWARD JONES (POWELL OH)
CO
02/10/2010 - 01/09/2012
TRANSAMERICA CAPITAL, INC. (DENVER CO)
VA
05/10/2007 - 07/29/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
OH
07/18/2005 - 05/08/2007
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
OH
05/13/2002 - 07/18/2005
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
06/12/1997 - 05/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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