Unclaimed
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/28/2015 - Present
Equitable Distributors, LLC (Charlotte NC)
OH
07/26/2013 - 01/03/2014
EDWARD JONES (POWELL OH)
CO
02/10/2010 - 01/09/2012
TRANSAMERICA CAPITAL, INC. (DENVER CO)
VA
05/10/2007 - 07/29/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
OH
07/18/2005 - 05/08/2007
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
OH
05/13/2002 - 07/18/2005
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
06/12/1997 - 05/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 6/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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