Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Scott is a financial advisor with over 30 years of experience in the financial services industry. Robert is currently registered with Wells Fargo Clearing Services, LLC, a national firm headquartered in St. Louis, Missouri. Robert has been with Wells Fargo Clearing Services, LLC since June 2015, where he provides investment advice and portfolio management services to a wide range of clients. Prior to joining Wells Fargo Clearing Services, LLC, Robert was employed by Morgan Stanley for six years. Robert is also a licensed investment advisor representative. He holds FINRA Series 4, 7, 63 and 65 licenses, as well as the SIE exam. He is also registered in ten states. Robert provides a wide range of services to his clients, including investment management, financial planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/29/2015 - Present
Wells Fargo Clearing Services, LLC (HUNT VALLEY MD)
MD
06/01/2009 - 07/23/2015
MORGAN STANLEY (HUNT VALLEY MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HUNT VALLEY MD)
MD
09/03/1999 - 04/02/2007
MORGAN STANLEY DW INC. (HUNT VALLEY MD)
NJ
01/28/1995 - 09/15/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/16/1988 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
11/21/1986 - 10/15/1988
BAKER, WATTS & CO., INC.
IA
Issued 04/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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