Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Tombolini is a financial advisor currently registered with UBS Financial Services Inc. Robert has been in the financial services industry since November 27, 1989. Robert has held previous positions at Credit Suisse Securities (USA) LLC, CITICORP INVESTMENT SERVICES, CREDIT SUISSE FIRST BOSTON LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and JOSEPHTHAL & CO., INC.. Robert holds FINRA Series 3, 4, 7, 8, 9, 10, 14, 24, 52, 53, 55, 57, 63, 66, and SIE licenses. Robert is currently registered in 53 states and 2 jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NY
04/26/2005 - 06/24/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/26/2004 - 05/04/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/17/2003 - 08/16/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
09/23/1991 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
04/12/1989 - 10/09/1991
JOSEPHTHAL & CO., INC.
NY
07/23/1990 - 06/07/1991
SECURITIES SETTLEMENT CORPORATION (ISLIP NY)
BOTH
Issued 01/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 11/30/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/27/1989
Series 24 - General Securities Principal Examination
BC
Issued 03/29/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Tombolini is the right advisor for you? Invested Better is here to help.
