Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dominic Flowers is a financial advisor who has been in the industry since 2002. Robert has a total of four previous employers and currently works for LPL Financial LLC. Robert has experience in financial planning, pension consulting, and portfolio management for both individuals and businesses. Robert holds multiple licenses including Series 7, Series 9, and Series 63. Robert's current office is located in Fort Mill, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/13/2017 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/07/2014 - 02/03/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
03/20/2009 - 07/06/2009
OPPENHEIMER & CO. INC. (CHARLOTTE NC)
NC
09/26/2006 - 03/16/2009
STANFORD GROUP COMPANY (CHARLOTTE NC)
NJ
12/13/1999 - 07/21/2006
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 03/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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