Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Diedrich Rosenberg is an active financial advisor at Northern Trust Securities, Inc. Robert has over 30 years of experience in the financial services industry. Robert has been a registered representative for many years and holds Series 6, 7, 63, and 66 licenses. Robert focuses on providing investment advice to high-net-worth individuals, corporations, and other businesses. Prior to joining Northern Trust Securities, Inc. Robert held positions at CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., WILMINGTON BROKERAGE SERVICES COMPANY, and QUASAR DISTRIBUTORS, LLC. Robert has extensive experience providing investment advice, portfolio management, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/25/2024 - Present
Northern Trust Securities, Inc. (Philapdelphia PA)
DE
03/28/2017 - 07/24/2023
CITI PRIVATE ADVISORY, LLC (Greenville DE)
PA
04/12/2011 - 07/24/2023
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
PA
08/30/2004 - 04/01/2011
WILMINGTON BROKERAGE SERVICES COMPANY (VILLANOVA PA)
ME
03/19/2002 - 01/21/2004
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
DE
09/29/1999 - 04/04/2001
WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)
PA
09/18/1997 - 08/13/1998
WHARTON EQUITY CORPORATION (WAYNE PA)
NY
03/31/1992 - 04/22/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/31/1992 - 04/22/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
WI
02/04/1988 - 04/03/1992
COORDINATED CAPITAL SECURITIES, INC. (FORT ATKINSON WI)
NA
02/22/1988 - 03/12/1988
TRAVELERS EQUITIES SALES, INC.
NA
03/06/1987 - 02/05/1988
IRG SECURITIES, INC.
BOTH
Issued 08/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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