Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Derick Walters is a financial advisor at Truist Advisory Services, Inc. with over a decade of experience in the industry. Robert is registered with the state of Kentucky as an Investment Advisor Representative and is licensed as a Broker-Dealer in many states including Texas, Alabama, Alaska, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, and West Virginia. Prior to joining Truist Advisory Services, Inc. Robert worked at BB&T Securities, LLC, JPMorgan Securities LLC and Merrill Lynch. He holds the Series 7 and Series 66 licenses, in addition to the SIE exam. Robert offers financial planning services to individuals, businesses, and corporations. He also provides portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
12/07/2021 - Present
Truist Advisory Services, Inc. (LEXINGTON KY)
VA
05/18/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
KY
04/09/2015 - 05/31/2018
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
11/22/2011 - 04/06/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEXINGTON KY)
BOTH
Issued 12/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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