Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alexander is a securities professional with over 7 years of experience in the financial services industry. Robert is currently registered with Mizuho Securities USA LLC and is a Series 7, Series 24, Series 3, Series 57TO, and SIE licensed professional. Robert was previously employed at Morgan Stanley & Co. LLC, where he worked for 3 years before joining Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/22/2015 - 03/16/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 06/12/2020
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/05/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/26/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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