Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dennis Luzzo is a financial advisor with BMO Capital Markets Corp. in New York, NY. Robert has been in the financial services industry since 2001. Robert has a wide range of experience, having worked at BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., and Banc of America Securities LLC. Robert is a Series 7, Series 9, Series 10, Series 23, Series 24, and Series 63 licensed financial advisor. Robert is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
01/19/2022 - Present
BMO Capital Markets Corp. (New York NY)
NY
03/16/2018 - 10/21/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/19/2008 - 07/19/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
IL
10/09/2000 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/16/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Luzzo is the right advisor for you? Invested Better is here to help.
