Unclaimed
Robert Delmauro is a financial advisor with Neuberger Berman BD LLC. Robert is registered in 53 states and the District of Columbia. Robert has been in the industry since December 23, 2018. Prior to joining Neuberger Berman BD LLC, Robert was registered with UBS Financial Services Inc., Citigroup Global Markets Inc. and AXA Advisors, LLC. Robert is a Series 66, Series 7, Series 4, Series 9, Series 10, and SIE licensed professional. Robert's main office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/27/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
02/02/2021 - 04/21/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/25/2019 - 01/28/2021
CITIGROUP GLOBAL MARKETS INC. (Long Island City NY)
NY
05/09/2018 - 08/16/2018
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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