Unclaimed
Robert Del pizzo is a financial advisor who has been in the industry since 2000. Robert currently works at Barclays Capital Inc. in NEW YORK, NY. Robert has a Series 63, Series 7, and SIE license and is registered with the state of New York. Robert has previous experience at UBS Securities LLC, CREDIT SUISSE SECURITIES (USA) LLC, and BEAR, STEARNS & CO. INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
NJ
06/18/2018 - 12/06/2021
UBS SECURITIES LLC (WEEHAWKEN NJ)
NY
12/14/2015 - 09/21/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/17/2000 - 07/27/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/07/1996 - 11/24/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 02/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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