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Robert Defina

TD Private Client Wealth LLC

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About Robert Defina

Robert Defina is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with TD Private Client Wealth LLC and is licensed to provide investment advice in New Jersey and Florida. Robert has a strong background in financial planning, portfolio management, and retirement planning. Robert is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Robert Defina is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Defina’s Registration & Firm History

NJ

07/13/2022 - Present

TD Private Client Wealth LLC (Marlton NJ)

NJ

12/01/2020 - 07/15/2022

WELLS FARGO CLEARING SERVICES, LLC (COLTS NECK NJ)

NJ

06/24/2015 - 12/06/2018

PNC INVESTMENTS (RED BANK NJ)

NJ

03/23/2001 - 03/09/2006

WACHOVIA SECURITIES, LLC (WEST TRENTON NJ)

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Licenses & Designations

BOTH

Issued 08/27/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2015

Series 7 - General Securities Representative Examination

BC

Issued 03/22/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Defina.
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