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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Swanson is an investment advisor representative at Empower Advisory Group, LLC. Robert has over 15 years of experience in the financial services industry. He has a Series 6, 7, 63, and 65 licenses as well as the SIE. Robert specializes in working with individuals, high-net-worth individuals, and retirement plans. Robert is registered to provide investment advice in all 50 states and the District of Columbia. He has previously worked for TIAA-CREF, MetLife Securities, Metropolitan Life Insurance Company, and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/01/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
07/03/2007 - 01/28/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
MA
12/18/2001 - 03/26/2007
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/18/2001 - 03/26/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
TX
01/07/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 06/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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