Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dean Renn is a financial professional with over 30 years of experience in the industry. He is currently registered with Castleoak Securities, LP in Los Angeles, CA. Robert has held previous positions at Jefferies LLC, Banc of America Securities LLC, Bancamerica Securities, Inc., and BA Investment Services, Inc. Robert is a Series 7, Series 63, Series 99TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/17/2013 - Present
Castleoak Securities, LP (Los Angeles CA)
CA
04/01/2009 - 03/07/2013
JEFFERIES LLC (LOS ANGELES CA)
CA
10/01/1998 - 02/17/2009
BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)
CA
10/01/1993 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/11/1993 - 10/01/1993
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
07/17/1991 - 05/11/1992
CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)
BC
Issued 03/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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