Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dean Pfeifer is a registered investment advisor representative with Frost Investment Advisors, LLC. Robert is a seasoned professional with over 20 years of experience in the financial services industry. He has a broad range of experience and holds several industry certifications. Robert is passionate about providing investment advice to individuals and businesses, and he is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Provide models to 3rd parties and receive asset-based fees
1
2
TX
09/09/2010 - Present
Frost Investment Advisors, LLC (SAN ANTONIO TX)
TX
09/18/2007 - 08/23/2010
COMMERCE STREET CAPITAL, LLC (DALLAS TX)
TX
09/13/2006 - 10/12/2007
SAMCO CAPITAL MARKETS, INC. (DALLAS TX)
TX
09/13/2004 - 09/22/2006
FIRST SOUTHWEST COMPANY (DALLAS TX)
TX
10/29/1998 - 09/23/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 02/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/1999
Series 4 - Registered Options Principal Examination
BC
Issued 06/01/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Robert Pfeifer is the right advisor for you? Invested Better is here to help.
