Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dean Nelms is a financial advisor with over 34 years of experience in the industry. Robert Dean Nelms is currently registered with LPL Financial LLC and has been with the firm since April 2024. Previously, Robert Dean Nelms worked with AllianceBernstein Investments, Inc., MFS Fund Distributors, Inc., Independent Financial Securities, Inc., Keyport Financial Services Corp., Signet Financial Services,INC., and MML Investors Services, Inc. Robert Dean Nelms is licensed to provide financial advice in Virginia and is also a Series 6, Series 7, and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/26/2024 - Present
LPL Financial LLC (ALEXANDRIA VA)
NY
02/13/2008 - 01/10/2024
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
MA
09/25/1997 - 01/02/2008
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NA
05/31/1994 - 04/16/1997
INDEPENDENT FINANCIAL SECURITIES, INC.
MA
08/24/1993 - 05/04/1994
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
NC
05/21/1992 - 08/24/1993
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
MA
01/30/1987 - 07/30/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 12/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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