Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dean Lipman is a financial advisor with Morgan Stanley. Robert has been working in the financial services industry since September 18, 1988. Robert is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, and 66 licenses. Robert also holds a Series SIE license. Robert is registered to offer securities and investment advisory services in Arizona, California, Colorado, District of Columbia, Florida, Hawaii, Idaho, Illinois, Iowa, Massachusetts, Michigan, Montana, New Hampshire, New Jersey, New York, North Carolina, Oregon, South Dakota, Texas, Utah, Vermont, Virginia, and Washington. Robert is also a board member of the Finance Committee for Seattle Theater Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
10/12/2011 - Present
Morgan Stanley (Seattle WA)
WA
07/22/2005 - 09/27/2011
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
NY
09/21/1992 - 08/01/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/23/1987 - 06/24/1991
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 07/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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