Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dean Bronfman is a financial advisor with over 40 years of experience in the financial services industry. Robert Dean Bronfman is currently registered with Morgan Stanley. Robert Dean Bronfman has been a registered representative with Morgan Stanley since March 2014. Previously, Robert Dean Bronfman was a registered representative with BB&T Securities, LLC, Scott & Stringfellow, LLC, Bergen Capital, Inc., Security Capital Trading, Inc., Bishop, Rosen & Co., Inc., R.D. White & Co., Inc., SFI Investments, Inc., Allen & Pierce Securities Inc., Nori, Hennion, Walsh, Inc., Municipal Investors Service, Inc., Wilshire Clearing Corporation, Eastern Capital Corporation, Emmett A Larkin Company, Inc., Eastern Capital Securities, Inc., Shearson/American Express Inc., Bear, Stearns & Co., Katz,Scher & Co Inc, Dean Witter Reynolds Inc, Morgan, Olmstead, Kennedy & Gardner, Incorporated, Birr, Wilson & Co., Inc., Loeb Partners, Shearson Loeb Rhoades Inc, Bache Halsey Stuart Shields Incorporated and Reynolds Securities, Inc. Robert Dean Bronfman holds a Series 7, Series 24, Series 27 and Series 63 license. Robert Dean Bronfman is also registered as an Investment Advisor Representative in the following states: Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Texas, Vermont, Virginia and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/19/2020 - Present
Wealthpenn.comllc (New York NY)
NJ
11/21/2012 - 04/04/2014
BB&T SECURITIES, LLC (HASBROUCK HEIGHTS NJ)
NJ
01/05/2006 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (HASBROUCK HEIGHTS NJ)
NJ
06/26/2001 - 01/12/2006
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
NY
06/21/2000 - 07/06/2001
SECURITY CAPITAL TRADING, INC. (NEW YORK NY)
NY
06/08/2001 - 06/25/2001
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
07/23/1997 - 05/26/2000
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
12/21/1993 - 12/19/1997
SFI INVESTMENTS, INC. (NEW YORK NY)
NJ
09/30/1992 - 02/05/1993
ALLEN & PIERCE SECURITIES INC. (OLD TAPPAN NJ)
NJ
03/26/1991 - 04/27/1992
NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)
NJ
10/04/1990 - 02/15/1991
MUNICIPAL INVESTORS SERVICE, INC. (NEWARK NJ)
NA
10/30/1987 - 06/07/1990
WILSHIRE CLEARING CORPORATION
NA
06/01/1983 - 12/18/1987
EASTERN CAPITAL CORPORATION
NA
11/07/1984 - 08/09/1985
EMMETT A LARKIN COMPANY, INC.
NA
08/30/1984 - 10/05/1984
EASTERN CAPITAL SECURITIES, INC.
NA
01/28/1980 - 11/19/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
11/29/1978 - 11/05/1983
BEAR, STEARNS & CO.
NA
04/05/1983 - 06/30/1983
KATZ,SCHER & CO INC
NA
04/03/1981 - 11/18/1982
DEAN WITTER REYNOLDS INC.
NA
08/19/1982 - 11/03/1982
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
NA
03/21/1980 - 04/05/1981
BIRR, WILSON & CO., INC.
NA
05/17/1979 - 08/21/1979
LOEB PARTNERS
NA
07/09/1979 - 08/06/1979
SHEARSON LOEB RHOADES INC.
NA
01/09/1978 - 12/06/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
04/21/1977 - 01/27/1978
REYNOLDS SECURITIES, INC.
IA
Issued 3/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/5/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/27/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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