Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wallace is a financial advisor at Ameriprise Financial Services, LLC. Robert has been in the financial services industry since 1993 and has a broad range of experience serving a variety of clients including high-net-worth individuals, corporations, and trusts. Robert holds FINRA Series 7, 9, 10, 63, and 65 licenses and offers services including financial planning, asset allocation, portfolio management, pension consulting and educational seminars. Robert has been registered with Ameriprise Financial Services, Inc. since 2014 and has also been registered with Ameriprise Financial Services, LLC since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
01/16/2014 - Present
Ameriprise Financial Services, LLC (Knoxville TN)
TN
12/09/2011 - 02/04/2014
STERNE, AGEE & LEACH, INC. (KNOXVILLE TN)
TN
08/23/2005 - 12/09/2011
ANDERSON & STRUDWICK, INCORPORATED (KNOXVILLE TN)
KY
06/30/2000 - 09/22/2005
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
TN
05/04/1994 - 07/12/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
CO
12/15/1993 - 04/25/1994
D.E. FREY & COMPANY, INC. (DENVER CO)
IA
Issued 07/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Wallace is the right advisor for you? Invested Better is here to help.
