Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert David Tufford is a financial advisor with over 50 years of experience in the industry. Robert has a diverse background having worked for a number of firms, including B.C. Christopher Securities Co., Fahnestock & Co., Inc., MIMLIC Sales Corporation, Guardian Investor Services Corporation, Cetera Advisor Networks LLC and currently at LPL Financial LLC. Robert is registered in Minnesota and holds Series 1, 7TO, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/09/2020 - Present
LPL Financial LLC (EDINA MN)
MN
01/05/1999 - 12/12/2019
CETERA ADVISOR NETWORKS LLC (EDINA MN)
NY
06/15/1994 - 01/06/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MN
07/19/1990 - 06/13/1994
MIMLIC SALES CORPORATION (ST. PAUL MN)
NY
03/23/1990 - 08/01/1990
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
12/23/1988 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
01/02/1980 - 12/23/1988
MORISON SECURITIES, INC.
NA
08/24/1978 - 12/25/1979
PLANNERS FINANCIAL SERVICES, INC.
NA
09/19/1972 - 09/30/1978
LINSCO CORPORATION
NA
11/19/1968 - 10/13/1972
NWNL MANAGEMENT CORPORATION
BC
Issued 08/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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