Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert David Rumsey is an active investment advisor representative with SPC. Robert has over 20 years of experience in the financial services industry. Robert is licensed in Michigan and Texas. Robert specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting. Robert is also an experienced advisor for charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. Robert's previous employment includes positions with Raymond James Financial Services, Inc., Sigma Financial Corporation, and Hochman & Baker Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
08/24/2024 - Present
SPC (Coldwater MI)
MI
03/14/2014 - 04/24/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (COLDWATER MI)
MI
06/23/2004 - 03/14/2014
SIGMA FINANCIAL CORPORATION (COLDWATER MI)
CT
04/09/1999 - 07/08/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BOTH
Issued 05/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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