Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert David Poswalk is a financial advisor currently affiliated with Stifel, Nicolaus & Company, Inc.. Robert has been in the financial industry since October 1997 and has a strong background in providing financial guidance. Robert has a wealth of experience, having worked with several firms prior to Stifel, Nicolaus & Company, Inc.. With a broad range of financial services, Robert has expertise in areas such as portfolio management for individuals and businesses, pension consulting, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
03/13/2013 - 09/27/2019
GEORGE K. BAUM & COMPANY (DALLAS TX)
TX
01/22/2008 - 01/09/2013
OPPENHEIMER & CO. INC. (DALLAS TX)
TX
03/05/2001 - 11/28/2007
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
OK
08/17/1998 - 12/10/1999
BOSC, INC. (TULSA OK)
NA
07/31/1998 - 08/17/1998
ALLIANCE SECURITIES CORP.
IL
07/30/1993 - 10/19/1994
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
AR
05/27/1992 - 07/07/1993
LLAMA COMPANY (FAYETTEVILLE AR)
BOTH
Issued 12/31/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/29/1998
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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