Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Klein is a financial advisor with over 30 years of experience in the financial services industry. Robert is a Certified Financial Planner and holds Series 7, 63, and 65 licenses. Robert joined Robert W. Baird & Co. Inc. in October 2019 and is registered to provide investment advice and securities brokerage services in multiple states including Ohio, Florida, and Texas. Prior to joining Robert W. Baird & Co. Inc., Robert worked as a financial advisor at J.J.B. HILLIARD, W.L. LYONS, LLC and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Cincinnati - Downtown OH)
OH
03/16/2012 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (CINCINNATI OH)
OH
01/01/2008 - 03/19/2012
WELLS FARGO ADVISORS, LLC (CINCINNATI OH)
OH
08/31/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CINCINNATI OH)
IA
Issued 12/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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