Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Jones is a financial advisor with over 20 years of experience in the financial services industry. Robert has a strong background in providing financial planning and investment management services to individuals, businesses, and institutions. Robert is currently registered with Independent Financial Group, LLC and has also held positions with Northern Trust Securities, Inc., SCF Securities, Inc., Western International Securities, Inc., Cadaret, Grant & Co., Inc., Next Financial Group, Inc., Sorrento Pacific Financial, LLC, CUSO Financial Services, L.P., SunAmerica Securities, Inc., Sentra Securities Corporation, and Spelman & Co., Inc. Robert holds the Series 7, Series 24, Series 52TO, Series 53, Series 63, and Series 65 licenses. Robert specializes in providing financial planning, investment management, and retirement planning services to individuals and families. Robert is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/12/2024 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
IL
08/17/2023 - 04/02/2024
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
CA
04/13/2022 - 02/06/2023
SCF SECURITIES, INC. (SAN DIEGO CA)
CA
04/13/2022 - 02/06/2023
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
NY
10/13/2020 - 02/06/2023
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
10/13/2020 - 02/06/2023
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
10/06/2009 - 02/06/2023
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
02/02/2004 - 02/06/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
AZ
01/17/2002 - 02/06/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
01/03/2002 - 02/06/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
01/03/2002 - 02/06/2004
SPELMAN & CO., INC. (PHOENIX AZ)
NJ
03/23/2001 - 01/23/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
01/12/2001 - 02/15/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
IA
Issued 07/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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